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How to Read a Certificate of Analysis for Empty Hard Gelatin Capsules

dimension of empty capsules

Every batch of empty hard gelatin capsules should arrive with a certificate of analysis, or CoA. It is the manufacturer's record that the batch was tested and met its specification. Knowing how to read it helps your quality team release capsules faster and spot problems before they reach the filling line.

The short answer

A CoA lists the batch details, the specification the capsules were tested against, and the actual result for each test, such as identification, dimensions, weight, moisture, disintegration and microbial limits. Check that the batch number matches your delivery, that results are shown rather than just limits, and that every result is within specification.

What a capsule CoA usually contains

Typical sections of a CoA for empty hard gelatin capsules
SectionWhat it tells youWhat to check
Batch detailsProduct, size, colour or shade code, batch number, manufacture and expiry datesMatches the labels on the cartons you received
Specification referenceThe standard used, such as IP, USP or BP, or an agreed in-house specificationMatches what you agreed with the supplier
Description and identificationAppearance and a test confirming the shell is gelatinResult shown as complying
Dimensions and weightLength, diameter and average shell weight for the sizeWithin tolerance; this affects how capsules run on your machines
Loss on drying (moisture)Moisture content of the shellsTypically 13 to 16 percent for hard gelatin capsules
DisintegrationTime for shells to break apart at 37 °CWithin the limit; ours are not more than 15 minutes
Microbial limitsTotal aerobic count, yeasts and moulds, and absence of specified pathogensWithin pharmacopoeial limits
Heavy metals and other testsOther tests required by the specificationWithin limits
ApprovalName and signature of the authorised quality person, and dateSigned and dated

Red flags on a certificate of analysis

  • Limits only, no results: a CoA should show the actual measured value, not just "complies" next to the limit.
  • Batch number mismatch between the CoA and the carton labels.
  • Missing tests that your specification requires.
  • Unsigned or undated certificates.
  • Results right at the limit on every batch, which can mean the process is not well controlled.

How to use the CoA in your own release

Many companies verify a supplier's CoA by testing a few key parameters themselves, such as dimensions, moisture and disintegration, on the first batches. Once results consistently match, they move to reduced testing. Storing capsules correctly after release keeps them in specification; see how to store empty capsules. For more on disintegration, read capsule dissolution and disintegration.

Frequently asked questions

What is a certificate of analysis?

A document from the manufacturer showing the tests performed on a batch and the results, confirming the batch meets its specification.

Does every batch need a CoA?

Yes. Each batch should have its own CoA that matches the batch number on the delivery.

What moisture content should empty gelatin capsules have?

Typically 13 to 16 percent loss on drying, which keeps shells strong but flexible.

Can I get a sample CoA before ordering?

Yes. Universe Capsules can share a sample certificate of analysis and our specification.

Want to see our CoA?

Ask us for a sample certificate of analysis and specification for the size and colour you need.

Request a sample CoA

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